About Dhaval P Vyas
Dhaval P Vyas is a seasoned stock market professional and a SEBI-registered Research Analyst (Registration No: INH000002855) with over 20 years of experience in financial markets.
He holds a CFA (ICFAI) qualification along with a MS (Finance), and specializes in analyzing Indian and global equity markets, along with commodities. Based in Gandhinagar, Gujarat – he is known for providing data-driven trading strategies, and market insights tailored for both traders and long-term investors.
Beyond active market participation, he contributes to the financial ecosystem as a guest faculty and speaker, having addressedsome of the top rated B-schools including Goa Institute of Management (GIM), ICFAI – Ahmedabad and Institute of Management, Nirma University, sharing practical market knowledge with aspiring professionals.
Media Presence
Dhaval P Vyas has featured across 2150+ live interviews/programs across BTVI, CNBC, Zee Business, Money9 while his comments/articles have appeared across Bloomberg Quint, DNA Money, Divya Bhaskar.
Dhaval P Vyas was also featured in the video of BSE (Bombay Stock Exchange) celebration of 140 successful years.
FOMO to JOMO
Dhaval P Vyas advocates for a disciplined shift from FOMO (Fear of Missing Out) to JOMO (Joy of Missing Out), emphasizing that traders/investors need not engage in opportunities that fall outside their defined criteria. At times, sitting out is the smartest trade.
Subscribe
To subscribe, please WhatsApp to 9033711999 or email to info@dhavalpvyas.com
| Service Name | Monthly | Quarterly | Six-monthly | Yearly |
| BTST Bonanza | 5,000 | 13,200 | 24,000 | 45,000 |
| Mega Mover | 36,000 | 60,000 | 90,000 | |
| Traders’ Edge | 12,000 | 31,500 | ||
| Positional Stock Futures | 5,000 | 13,000 | ||
| NiftyTrade | 3,000 | 8,000 | ||
| Portfolio Builder | 36,000 | |||
| Power Pack | 37,000 |
Disclaimer & Disclosure
Disclaimer
SEBI Registered Research Analyst No: INH000002855
Liability
Dhaval P Vyas or its associates or family or relatives shall not be in any way responsible for losses or damages that may arise to any person/prospective client/client – incurred as a result of opinions formed, decisions made and positions taken – based on information or view presented herein or in research services subscribed. Only the user (anyone/prospective client/client) will be responsible for the losses incurred. There can be a substantial loss in stocks/index/futures/options trading. This is not an offer to buy or sell the securities or futures or options index referred therein.
Risk of online service
Depending on many factors like internet service issues at our end, server issues, your location & service provider, government policies – messenger service may be available or not. Subscribers are advised to understand that the services can fail due to failure of hardware, software, and Internet connection.
Not an Investment Advice: Research and recommendations are for informational purpose only and do not constitute personalized investment advice, offer or solicitation.
No Guarantees/Liabilities: No express or implied warranty for accuracy/completeness. Any action is at investor’s sole responsibility.
Not a recommendation/advice: If a client wants an opinion on a specific position, such suggestion/view under any circumstances shall be considered as an opinion only (not a recommendation/advice). Dhaval P Vyas am not liable for any losses whatsoever the client may incur in accepting this opinion.
No fixed/guaranteed/assured/promised returns: Research Analyst does not offer any fixed/guaranteed/assured/promised returns to anyone.
Standard Disclaimer: “Registration granted by SEBI, membership with RAASB and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.”
Standard warning: “Investment in securities market are subject to market risks. Read all the related documents carefully before investing.”
Past Performance
Past performance should not be taken as an indication or guarantee of future performance, and no representation or warranty, express or implied, is made regarding future performance.
Links to third-party websites
Links to unaffiliated websites are provided solely as possible useful information for users of this website. We do not have any control over such unaffiliated websites and hence, make no warranties on the accuracy & reliability of those unaffiliated websites. You should note that terms & conditions of usage of links to unaffiliated websites may remain different completely or in part from those applicable to your usage of this site.
Refund Policy:
Payment once made is non-refundable under any circumstances.
Enforceability and Governing Law
Subject to the Jurisdiction of Gandhinagar, Gujarat, India
Disclosure
The particulars given in this Disclosure Document have been prepared in accordance with SEBI (Research Analyst) Regulations, 2014.
The purpose of the Document is to provide essential information about the research services in a manner to assist and enable the prospective client or client in making an informed decision.
For the purpose of this Disclosure Document, Research Analyst is Dhaval P Vyas.
Key Details
| Name | DHAVAL P VYAS |
| SEBI Registered Research Analyst Number | INH000002855 |
| Registered on | 13th April, 2016 |
| BSE Enlistment ID | 5173 |
| Mobile | 9033711999 |
| Email ID | dhavalpvyas@dhavalpvyas.com |
Details of its associates
No Associates
Disclosures with respect to Research Services
- Research Analyst or his associate or his relative may have financial interest or actual / beneficial ownership of one per cent or more in the securities covered in research. Details of the same may be referred through the disclosures made at the time of advice.
- There are no actual or potential conflicts of interest arising from any connection of Research Analyst with any issuer of products/ securities, including any material information or facts that might compromise its objectivity or independence in the carrying on of Research Analyst services. Such conflict of interest shall be disclosed to the client as and when they arise.
- Research analyst or its associates has not received any kind of remuneration or consideration form the products/ securities recommended herein.
- Research analyst or its associates have not received any compensation from the subject company in past 12 months.
- Research analyst or its associates have not managed or co-managed the public offering (IPO/FPO) of Subject Company in the past 12 months.
- Research analyst or its associates have not received any compensation for investment banking or merchant banking of brokerage services from the subject company in past 12 months.
- Research analyst or its associates have not received any compensation or other benefits from the subject company or third party in connection with the research report or research service.
- The subject company is or was not a client of Research entity or Research analyst or its associates during twelve months preceding the date of distribution of the research report and research services provided.
- Research Analyst or its associates has not served as an officer, director or employee of the subject company.
- Research Analyst has not been engaged in market making activity of the subject company.
- Research Analyst does not offer any fixed/guaranteed/assured/promised returns to anyone.
- Dhaval P Vyas is SEBI registered Research Analyst and does not provide any advisory or PMS services.
Contact Details:
| NAME | DHAVAL P VYAS |
| MOBILE | 9033711999 |
| EMAIL ID | DHAVALPVYAS@DHAVALPVYAS.COM |
Compliance Officer Details:
| NAME | DHAVAL P VYAS |
| MOBILE | 9033711999 |
| EMAIL ID | DHAVALPVYAS@DHAVALPVYAS.COM |
Grievence Officer Details:
| NAME | DHAVAL P VYAS |
| MOBILE | 9033711999 |
| EMAIL ID | DHAVALPVYAS@DHAVALPVYAS.COM |
Disclosures
SEBI Registered Research Analyst No: INH000002855
The particulars given in this Disclosure Document have been prepared in accordance with SEBI (Research Analyst) Regulations, 2014.
The purpose of the Document is to provide essential information about the research services in a manner to assist and enable the prospective client or client in making an informed decision.
For the purpose of this Disclosure Document, Research Analyst is Dhaval P Vyas.
Key Details
| Name | DHAVAL P VYAS |
| SEBI Registered Research Analyst Number | INH000002855 |
| Registered on | 13th April, 2016 |
| BSE Enlistment ID | 5173 |
| Mobile | 9033711999 |
| Email ID | dhavalpvyas@dhavalpvyas.com |
Details of its associates
- No Associates
Disclosures with respect to Research Services
- Research Analyst or his associate or his relative may have financial interest or actual / beneficial ownership of one per cent or more in the securities covered in research. Details of the same may be referred through the disclosures made at the time of advice.
- There are no actual or potential conflicts of interest arising from any connection of Research Analyst with any issuer of products/ securities, including any material information or facts that might compromise its objectivity or independence in the carrying on of Research Analyst services. Such conflict of interest shall be disclosed to the client as and when they arise.
- Research analyst or its associates has not received any kind of remuneration or consideration form the products/ securities recommended herein.
- Research analyst or its associates have not received any compensation from the subject company in past 12 months.
- Research analyst or its associates have not managed or co-managed the public offering (IPO/FPO) of Subject Company in the past 12 months.
- Research analyst or its associates have not received any compensation for investment banking or merchant banking of brokerage services from the subject company in past 12 months.
- Research analyst or its associates have not received any compensation or other benefits from the subject company or third party in connection with the research report or research service.
- The subject company is or was not a client of Research entity or Research analyst or its associates during twelve months preceding the date of distribution of the research report and research services provided.
- Research Analyst or its associates has not served as an officer, director or employee of the subject company.
- Research Analyst has not been engaged in market making activity of the subject company.
- Research Analyst does not offer any fixed/guaranteed/assured/promised returns to anyone.
- Dhaval P Vyas is SEBI registered Research Analyst and does not provide any advisory or PMS services.
Contact Details:
| NAME | DHAVAL P VYAS |
| MOBILE | 9033711999 |
| EMAIL ID | DHAVALPVYAS@DHAVALPVYAS.COM |
Compliance Officer Details:
| NAME | DHAVAL P VYAS |
| MOBILE | 9033711999 |
| EMAIL ID | DHAVALPVYAS@DHAVALPVYAS.COM |
Grievence Officer Details:
| NAME | DHAVAL P VYAS |
| MOBILE | 9033711999 |
| EMAIL ID | DHAVALPVYAS@DHAVALPVYAS.COM |
*Standard Disclaimer: “Registration granted by SEBI, membership with RAASB and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.”
*Standard warning: “Investment in securities market are subject to market risks. Read all the related documents carefully before investing.”
Terms and Conditions
SEBI Registered Research Analyst No: INH000002855
By visiting our site, you are agreeing to be bound by the following terms and conditions. We may change these terms and conditions at any time. Please re-visit this link from time to time to stay abreast of any changes that we may make.
Liability
Dhaval P Vyas or its associates or family or relatives shall not be in any way responsible for losses or damages that may arise to any person/prospective client/client – incurred as a result of opinions formed, decisions made and positions taken – based on information or view presented herein or in research services subscribed. Only the user (anyone/prospective client/client) will be responsible for the losses incurred. There can be a substantial loss in stocks/index/futures/options trading. This is not an offer to buy or sell the securities or futures or options index referred therein.
Risk of online service
Depending on many factors like internet service issues at our end, server issues, your location & service provider, government policies – messenger service may be available or not. Subscribers are advised to understand that the services can fail due to failure of hardware, software, and Internet connection.
SEBI Registration: SEBI Registered Research Analyst with registration number INH000002855
Standard Disclaimer: “Registration granted by SEBI, membership with RAASB and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.”
Standard warning: “Investment in securities market are subject to market risks. Read all the related documents carefully before investing.”
Past Performance
Past performance should not be taken as an indication or guarantee of future performance, and no representation or warranty, express or implied, is made regarding future performance.
Links to third-party websites
Links to unaffiliated websites are provided solely as possible useful information for users of this website. We do not have any control over such unaffiliated websites and hence, make no warranties on the accuracy & reliability of those unaffiliated websites. You should note that terms & conditions of usage of links to unaffiliated websites may remain different completely or in part from those applicable to your usage of this site.
Refund Policy:
Payment once made is non-refundable under any circumstances.
Enforceability and Governing Law
Subject to the Jurisdiction of Gandhinagar, Gujarat, India
————————————————————————————————————————————————————
Most Important Terms and Conditions (MITC)
1. These terms and conditions, and consent thereon are for the research services provided by the Research Analyst (RA) and RA cannot execute/carry out any trade (purchase/sell transaction) on behalf of the client. Thus, the clients are advised not to permit RA to execute any trade on their behalf.
2. The fee charged by RA to the client will be subject to the maximum of amount prescribed by SEBI/ Research Analyst Administration and Supervisory Body (RAASB) from time to time (applicable only for Individual and HUF Clients).
Note:
2.1. The current fee limit is Rs 1,51,000/- per annum per family of client for all research services of the RA.
2.2. The fee limit does not include statutory charges.
2.3. The fee limits do not apply to a non-individual client / accredited investor.
3. RA may charge fees in advance if agreed by the client. Such advance shall not exceed the period stipulated by SEBI; presently it is one quarter. In case of pre-mature termination of the RA services by either the client or the RA, the client shall be entitled to seek refund of proportionate fees only for unexpired period.
4. Fees to RA may be paid by the client through any of the specified modes like cheque, online bank transfer, UPI, etc. Cash payment is not allowed. Optionally the client can make payments through Centralized Fee Collection Mechanism (CeFCoM) managed by BSE Limited (i.e. currently recognized RAASB).
5. The RA is required to abide by the applicable regulations/ circulars/ directions specified by SEBI and RAASB from time to time in relation to disclosure and mitigation of any actual or potential conflict of interest. The RA will endeavor to promptly inform the client of any conflict of interest that may affect the services being rendered to the client.
6. Any assured/guaranteed/fixed returns schemes or any other schemes of similar nature are prohibited by law. No scheme of this nature shall be offered to the client by the RA.
7. The RA cannot guarantee returns, profits, accuracy, or risk-free investments from the use of the RA’s research services. All opinions, projections, estimates of the RA are based on the analysis of available data under certain assumptions as of the date of preparation/publication of research report.
8. Any investment made based on recommendations in research reports are subject to market risks, and recommendations do not provide any assurance of returns. There is no recourse to claim any losses incurred on the investments made based on the recommendations in the research report. Any reliance placed on the research report provided by the RA shall be as per the client’s own judgement and assessment of the conclusions contained in the research report.
9. The SEBI registration, Enlistment with RAASB, and NISM certification do not guarantee the performance of the RA or assure any returns to the client.
10. For any grievances,
Step 1: The client should first contact the RA using the details on its website or following contact details:
(RA to provide details as per ‘Grievance Redressal / Escalation Matrix’)
Step 2: If the resolution is unsatisfactory, the client can also lodge grievances through SEBI’s SCORES platform at website scores.sebi.gov.in/
Step 3: The client may also consider the Online Dispute Resolution (ODR) through the Smart ODR portal at website at smartodr.in
11. Clients are required to keep contact details, including email id and mobile number/s updated with the RA at all times.
12. The RA shall never ask for the client’s login credentials and OTPs for the client’s Trading Account Demat Account and Bank Account. Never share such information with anyone including RA.
13. By reading this and by continuing to avail our research services it shall be deemed that You have consented to the following declaration and terms:
You have read and understood the terms and conditions applicable for availing the research services.
You are subscribing to the research services for Your own benefits and consumption, and any reliance placed on the research report provided by the research analyst shall be as per Your own judgement and assessment of the conclusions contained in the research report.
You understand that –
i. Any investment made based on the recommendations in the research report are subject to market risk.
ii. Recommendations in the research report do not provide any assurance of returns.
iii. There is no recourse to claim any losses incurred on the investments made based on the recommendations in the research report.
Grievance Redressal Matrix
Grievance Redressal/Escalation Matrix
| Details of designation | Contact Person Name | Address where the physical address location | Contact No. | Email-ID | Working hours when complainant can call |
| Customer Care | Dhaval P Vyas | B 501, Satyamev Famosa, Sargasan, Gandhinagar-382421 | +91-9033711999 | dhavalpvyas@dhavalpvyas.com | 09:00 a.m. to 05:00 p.m. |
| Head of Customer Care | Dhaval P Vyas | B 501, Satyamev Famosa, Sargasan, Gandhinagar-382421 | +91-9033711999 | dhavalpvyas@dhavalpvyas.com | 09:00 a.m. to 05:00 p.m |
| Compliance Officer | Dhaval P Vyas | B 501, Satyamev Famosa, Sargasan, Gandhinagar-382421 | +91-9033711999 | dhavalpvyas@dhavalpvyas.com | 09:00 a.m. to 05:00 p.m |
| CEO | Dhaval P Vyas | B 501, Satyamev Famosa, Sargasan, Gandhinagar-382421 | +91-9033711999 | dhavalpvyas@dhavalpvyas.com | 09:00 a.m. to 05:00 p.m |
| Principal Officer | Dhaval P Vyas | B 501, Satyamev Famosa, Sargasan, Gandhinagar-382421 | +91-9033711999 | dhavalpvyas@dhavalpvyas.com | 09:00 a.m. to 05:00 p.m |
| Step 1: Contact Information |
| In case of any grievance / complaint, an investor/subscriber can raise the issue by writing an email to dhavalpvyas@dhavalpvyas.com and we shall ensure that the grievance is resolved within 21 days. In case of any queries or complaints, you may contact Dhaval P Vyas atMobile: +91-9033711999Email ID: dhavalpvyas@dhavalpvyas.com |
| Step 2: SEBI Grievance Redressal |
| If you are not satisfied with our response, you can lodge your grievances with SEBI: SEBI Complaints Redressal System (SCORES) website at scores.sebi.gov.in/ |
| Step 3: Online Dispute Resolution |
| The common Online Dispute Resolution Portal (ODR Portal), which offers conciliation and online arbitration for resolving disputes in the Indian Securities Market, can be accessed via the following link: ODR Portal website at smartodr.in/login |
Customer Greivances Data
Annexure- B
Formats for investors complaints data to be disclosed monthly by RAs on their website/mobile application:
Data for the month ending – MARCH, 2026
| Sr. No . | Received from | Pending at the end of last month | Received | Resolved* | Total Pending# | Pending complaints > 3months | Average Resolution time^ (in days) |
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI (SCORE S) | 0 | 1 | 1 | 0 | 0 | 0 |
| 3 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 1 | 1 | 0 | 0 | 0 |
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Number of complaints received during month against the RA due to impersonation by some other entity: 0
Trend of monthly disposal of complaints
| Sr. No. | Year | Month | Carried forward from previous month | Received | Resolved* | Pending# |
| 1 | 2026 | March | 0 | 1 | 1 | 0 |
| 2 | 2026 | February | 0 | 0 | 0 | 0 |
| 3 | 2026 | January | 0 | 0 | 0 | 0 |
| 4 | 2025 | December | 0 | 0 | 0 | 0 |
| 5 | 2025 | November | 0 | 0 | 0 | 0 |
| 6 | 2025 | October | 0 | 0 | 0 | 0 |
| 7 | 2025 | September | 0 | 0 | 0 | 0 |
| 8 | 2025 | August | 0 | 0 | 0 | 0 |
| 9 | 2025 | July | 0 | 0 | 0 | 0 |
| 10 | 2025 | June | 0 | 0 | 0 | 0 |
| 11 | 2025 | May | 0 | 0 | 0 | 0 |
| 12 | 2025 | April | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints
| SN | Year | Carried forward from previous year | Received | Resolved* | Pending# |
| 1 | 2025-26 | 0 | 1 | 1 | 0 |
| 2 | 2024-25 | 0 | 0 | 0 | 0 |
| 3 | 2023-24 | 0 | 0 | 0 | 0 |
| 4 | 2022-23 | 0 | 0 | 0 | 0 |
| 5 | 2021-22 | 0 | 0 | 0 | 0 |
| 6 | 2020-21 | 0 | 0 | 0 | 0 |
| 7 | 2019-20 | 0 | 0 | 0 | 0 |
| 8 | 2018-19 | 0 | 0 | 0 | 0 |
*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.
Investor Charter
Investor Charter in respect of Research Analyst (RA)
Annexure – A
A. Vision and Mission Statements for Investors
- Vision
Invest with knowledge & safety.
- Mission
Every investor should be able to invest in right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.
B. Details of business transacted by the Research Analyst with respect to the investors.
- To publish research report based on the research activities of the RA
- To provide an independent unbiased view on securities.
- To offer unbiased recommendation, disclosing the financial interests in recommended securities.
- To provide research recommendation, based on analysis of publicly available information and known observations.
- To conduct audit annually
- To ensure that all advertisements are in adherence to the provisions of the Advertisement Code for Research Analysts.
- To maintain records of interactions, with all clients including prospective clients (prior to onboarding), where any conversation related to the research services has taken place.
C. Details of services provided to investors
- On-boarding of Clients:
- Sharing of terms and conditions of research services
- Completing KYC of fee paying clients
- Disclosure to Clients
- To distribute research reports and recommendations to the clients without
- To disclose, information that is material for the client to make an informed decision, including details of its business activity, disciplinary history, the terms and conditions of research services, details of associates, risks and conflicts of interest, if any
- To disclose the extent of use of Artificial Intelligence tools in providing research services
- To disclose, while distributing a third party research report, any material conflict of interest of such third party research provider or provide web address that directs a recipient to the relevant disclosures
- To disclose any conflict of interest of the activities of providing research services with other activities of the research analyst.
- To distribute research reports and recommendations to the clients withoutTo distribute research reports and recommendations to the clients without
- To maintain confidentiality w.r.t publication of the research report until made available in the public domain.
- To respect data privacy rights of clients and take measures to protect unauthorized use of their confidential information
- To disclose the timelines for the services provided by the research analyst to clients and ensure adherence to the said timelines
- To provide clear guidance and adequate caution notice to clients when providing recommendations for dealing in complex and high-risk financial products/services
- To treat all clients with honesty and integrity
- To ensure confidentiality of information shared by clients unless such information is required to be provided in furtherance of discharging legal obligations or a client has provided specific consent to share such information.
D. Details of grievance redressal mechanism and how to access it
1. Investor can lodge complaint/grievance against Research Analyst in the following ways:
Mode of filing the complaint with research analyst
In case of any grievance / complaint, an investor may approach the concerned Research Analyst who shall strive to redress the grievance immediately, but not later than 21 days of the receipt of the grievance.
Mode of filing the complaint on SCORES or with Research Analyst Administration and Supervisory Body (RAASB)
i. SCORES 2.0 (a web based centralized grievance redressal system of SEBI for facilitating effective grievance redressal in time-bound manner) website at scores.sebi.gov.in
Two level review for complaint/grievance against Research Analyst:
- First review done by designated body (RAASB)
- Second review done by SEBI
ii. Email to designated email ID of RAASB
2. If the Investor is not satisfied with the resolution provided by the Market Participants, then the Investor has the option to file the complaint/ grievance on SMARTODR platform for its resolution through online conciliation or arbitration.
With regard to physical complaints, investors may send their complaints to: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051
E. Rights of investors
- Right to Privacy and Confidentiality
- Right to Transparent Practices
- Right to fair and Equitable Treatment
- Right to Adequate Information
- Right to Initial and Continuing Disclosure
- Right to receive information about all the statutory and regulatory disclosures
- Right to Fair & True Advertisement
- Right to Awareness about Service Parameters and Turnaround Times
- Right to be informed of the timelines for each service
- Right to be Heard and Satisfactory Grievance Redressal
- Right to have timely redressal
- Right to Exit from Financial product or service in accordance with the terms and conditions agreed with the research analyst
- Right to receive clear guidance and caution notice when dealing in Complex and
- High-Risk Financial Products and Services
- Additional Rights to vulnerable consumers
- Right to get access to services in a suitable manner even if differently abled
- Right to provide feedback on the financial products and services used
- Right against coercive, unfair, and one-sided clauses in financial agreements
F. Expectations from the investors (Responsibilities of investors)
- Do’s
i. Always deal with SEBI registered Research Analyst.
ii. Ensure that the Research Analyst has a valid registration certificate.
iii. Check for SEBI registration number.
Please refer to the list of all SEBI registered Research Analyst which is available on SEBI website in the following link:
sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes&intmId=14
iv. Always pay attention towards disclosures made in the research reports before investing.
v. Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments. You may make payment of fees through Centralized Fee Collection Mechanism (CeFCoM) RAASB if research analyst has opted for the mechanism. (Applicable for fee paying clients only)
vi. Before buying/selling securities or applying in public offer, check for the research recommendation provided by your Research Analyst.
vii. Ask all relevant questions and clear your doubts with your Research Analys before acting on recommendation.
viii. Seek clarifications and guidance on research recommendations from your Research Analyst, especially if it involves complex and high risk financial products and services.
ix. Always be aware that you have the right to stop availing the service of a Research Analyst as per the terms of service agreed between you and your Research Analyst.
x. Always be aware that you have the right to provide feedback to your Research Analyst in respect of the services received.
xi. Always be aware that you will not be bound by any clause, prescribed by the research analyst, which is contravening any regulatory provisions.
xii. Inform SEBI about Research Analyst offering assured or guaranteed returns.
- Don’ts
i. Do not provide funds for investment to the Research Analyst.
ii. Don’t fall prey to luring advertisements or market rumors.
iii. Do not get attracted to limited period discount or other incentive, gifts, etc. offered by Research Analyst.
iv. Do not share login credential and password of your trading, demat or bank accounts with the Research Analyst.
Contact Us
| Call/WhatsApp | +91-9033711999, +91-9375333277 |
| dhavalpvyas@dhavalpvyas.com |